• Carl-Eric Aubin, Marco Cammarata, Xiaoyu Wang, and Jean-Marc Mac-Thiong.
• Department of Mechanical Engineering, Polytechnique Montréal, PO Box 6079, Downtown Station, Montreal, Quebec H3C 3A7, Canada; Sainte-Justine University Hospital Center, 3175 Cote Sainte-Catherine Road, Montreal, Quebec H3T 1C5, Canada. Electronic address: carl-eric.aubin@polymtl.ca.
• Spine Deform. 2015 May 1; 3 (3): 211-218.

Study DesignBiomechanical analysis of proximal junctional kyphosis (PJK) through numerical simulations.ObjectivesAssessment of the effect of sagittal alignment, the upper instrumented vertebral level (UIV), and 4 other surgical variables on biomechanical indices related to the PJK risks.Summary Of Background DataDespite retrospective clinical studies, biomechanical analysis of individual parameters associated with PJK is lacking to support instrumentation strategies to reduce the PJK risks.MethodsInstrumentations of 6 adult scoliosis cases with different operative strategies were simulated (1,152 simulations). Proximal junctional (PJ) angle and flexion loads were evaluated against the sagittal alignment and the proximal instrumentation level.ResultsInstrumenting 1 more proximal vertebra allowed the PJ angle, proximal moment, and force to be reduced by 18%, 25%, and 16%, respectively. Shifting sagittal alignment by 20 mm posteriorly increased the PJ angle and proximal moment by 16% and 22%, and increased the equivalent posterior extensor force by 37%. Bilateral complete facetectomy, posterior ligaments resection, and the combination of the 2 resulted in an increase of the PJ angle (by 10%, 28%, and 53%, respectively), flexion forces (by 4%, 12%, and 22%, respectively), and proximal moments (by 16%, 44%, and 83%, respectively). Transverse process hooks at UIV compared with pedicle screws allowed 26% lower PJ angle and flexion loads. The use of proximal transition rods with proximal diameter reduced from 5.5 to 4 mm slightly reduced PJ angle, flexion force, and moment (less than 8%). The increase in sagittal rod curvature from 10° to 40° increased the PJ angle (from 6% to 19%), flexion force (from 3% to 10%), and moment (from 9% to 27%).ConclusionsSimulated posteriorly shifted sagittal alignment was associated with higher PJK risks, whereas extending instrumentation proximally allowed a lower mechanical risk of PJK. Preserving PJ intervertebral elements and using a more flexible anchorage at UIV help reduce the biomechanical risks of PJK.Copyright © 2015 Scoliosis Research Society. Published by Elsevier Inc. All rights reserved.

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